FIA Updates Customer Funds Protection Guide

FIA issued an updated version of its guide to the rules and regulations for U.S customer fund protections. The guide provides futures commission merchants and their customers with simple, easy-to-use information about how customer funds are protected in futures and cleared swaps markets.
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August 2014
FIA's Fifth SEF Tracker Allows Users to Analyze Underlying Data (Aug. 28, 2014)
FIA and FIA PTG Comment on CFTC Market Surveillance Program (Aug. 4, 2014)
FIA Seeks Clarification on Ukraine Sanctions (Aug. 1, 2014)
July 2014
FIA Files Supplemental Comment on Position Limits (July 31, 2014)
Statement from FIA President and CEO Walt Lukken on the Resignation of CFTC Commissioner Scott O'Malia (July 21, 2014)
FIA Elects New Chairman and Two New Board Members (July 18, 2014)
FIA’s Fourth SEF Tracker Shows Higher Volume on Swap Execution Facilities (July 9, 2014)
June 2014
CFTC Further Extends the Reopened Comment Period for its Rulemaking Proposals on Position Limits for Physical Commodity Derivatives and Aggregation (June 27, 2014)
FIA Special Report: House Passes CFTC Reauthorization Bill (June 24, 2014)
FIA Statement on House Vote to Reauthorize the CFTC (June 24, 2014)
FIA Issues Third SEF Tracker Report on Swap Trading Activity (June 11, 2014)
FIA CEO Walt Lukken Congratulates New CFTC Commissioners (June 3, 2014)
May 2014
FIA’s Lukken Discusses Global Trends at Shanghai Derivatives Market Forum (May 28, 2014)
FIA Issues Updated Guide to Customer Fund Protections (May 27, 2014)
FIA Special Report: CFTC Discusses Cross-Border Issues (May 23, 2014)
FIA Questions ICE Clear Europe Proposal for Covering Losses from Treasury Management (May 16, 2014)
April 2014
FIA Opposes LCH.Clearnet Proposal for Covering Losses from Treasury Management (April 11, 2014)
FIA Issues Statement on H.R. 4413, CFTC Reauthorization Bill (April 9, 2014)
FIA Launches SEF Tracker to Measure Swap Trading Activity (April 8, 2014)
FIA Special Report: End-Users Discuss Concerns at CFTC Roundtable (April 7, 2014)
>FIA Newsroom
> Can the New York Stock Exchange Be Saved? (WSJ)118
> Broker survives as half its competitors disappear (Crain's)110
> People: Citi names new equity derivatives head (Risk.net)103
> Allston Accused by HFT Rival of Manipulating CME Prices (Bloomberg)100
> The Name of the Rose: False Notions About Leverage, Derivatives (ValueWalk)89
> Power derivatives uptake boosts EEX results (FTSE Global Markets)89
> EU regulators will struggle to digest data provided by algos and HFTs following MiFID II (COOConnect)87
> GFI Group Shareholder Sues to Block CME Group Acquisition (Bloomberg)86
> Exclusive - US options exchanges craft rules to fend off turmoil (Reuters)82
> New Tullett Prebon chief eyes electronic trading push (FT)74
> Eurex opts for Goldman’s swap future patent (Financial News)71
> Investment banks to see 9% fall in FICC income (FOW magazine)69
> LCH hires ex-Lloyds rates chief for new fixed income post (Financial News)68
> ABN to shift retail options trades from Euronext to rival Tom (FT)67
> U.S. judge dismisses aluminum price-fixing litigation (Reuters)66
> Frontloading still a thorn in industry's side (Automated Trader)64
> Brussels urged to resolve delay over trade rules definition (FT)63
> CFTC's FXPB reporting rules add to regulatory confusion (FX Week)63
> LCH.Clearnet’s Schempp to join FIA Europe as regulatory head (FTSE Global Markets)62
> South Africa still unsure about onshore CCP (Risk.net)61
> FIA Europe appoints regulatory expert from LCH (FOW magazine)61
> Robot risk managers excite swap market-makers (Risk.net)58
> Energy firms face Emir confirmation challenge (Risk.net)56
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E-clips users: Please note that these news stories are drawn from independent sources. The FIA does not verify or endorse any of these articles, and takes no responsibility for their contents. Please contact Heather Vaughan at the FIA if you have any questions or suggestions regarding this service. (202) 466-5460